This solution is one that brokers and dealers can’t afford to overlook. SunGard’s NASD Plan Review analyzes, reviews and updates your program to help you to comply with today’s tough regulatory requirements.
Our consultants understand your industry, leveraging this knowledge with their best-practices approach. And they critically evaluate your plan to ensure that it helps to addresses NASD 3510/NYSE 446 regulations—as well as the needs of your business.
Consider your benefits:
- thorough and objective assessment of gaps and vulnerabilities
- improved recovery response capabilities
- reduced business and regulatory risk
- built-in support for ongoing plan refinement
Your three-part deliverable includes:
- Business Continuity Plan Assessment Report, a thorough documentation of our findings and recommendations
- Assessment Results Presentation—for feedback from executive management
- Solution Roadmap, outlining your next strategic steps
Want to learn more? Contact us for more information.